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The Impact of the New Working Environment on 1st Line Supervisory Control Functions

In a virtual boardroom discussion in April 2020, Digital Reasoning CEO, Tim Estes, gathered with fellow industry experts to explore how supervisory control functions are adapting and succeeding during the unprecedented circumstances created by the worldwide pandemic. They explored the impact of remote work on compliance rates, operational risk, and e-comms technology.

Read the resulting report to learn more about:
  • The impact of WFH on compliance rates for regulators and banks
  • New operational risks associated with remote work and the views on remote trading and regulatory advice
  • How surveillance controls are being reconsidered, including thoughts on voice
  • The role AI/NLP can have on the exacerbated issue of alert volume and false positives
  • Trusted by innovative compliance departments

    The worlds leading Financial Insitituions depend on us


    Reduction in False Positives


    Risks Identified



    Goldman Sachs
    Morgan Stanley
    Wells Fargo

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