Now more than ever, in today's working environment, buy side firms need a unified approach to eComms for regulatory and corporate compliance. Join PwC, Digital Reasoning and leading surveillance and non-financial risk experts to discuss how banks, wealth management, private banking, and insurance firms can address challenges in electronic communications surveillance with the help of leading AI technology.
The Evolution of Surveillance Solutions as a Key Enabler of Financial and Non-Financial Risk Management
Thursday, September 17, 2020
2pm Singapore Standard Time/4pm Australian Eastern Standard Time
Steve Livermore, Alfredo Martinez, and Paul Taylor
In this webinar, Digital Reasoning will join leading surveillance and non-financial risk experts to discuss how banks, wealth management, private banking, and Insurance firms can learn from their peers in the US and UK about addressing the challengess and evolutions of eComms for regulatory and corporate compliance.
Finding the truth in your communication data in order to ensure ethical and compliant behavior aligned to your firm’s policies.
The evolution and extensions to adjacent use cases — like mis-selling and suitability, culture and conduct, and insider risk — that pose similar regulatory and reputational risks
The new working environment brought about by the pandemic has resulted in heightening expectations on how firms can demonstrate and provide evidence of compliance to all applicable laws and obligations.
Head of EMEA & APAC Pre-Sales, Digital Reasoning
Independent Compliance Consultant (former MD at UBS)
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